UBS GROUP AG

CUSIP: BRJL176 Class: COMMON STOCK

CAPITAL INTERNATIONAL LTD /CA/'s Holding History (CIK: 0001065350)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 1,106,021 Value ($000) $15,095 Avg Close — Range —
Q2 2016
Shares 1,106,021 Value ($000) $14,271 Avg Close — Range —
Q1 2016
Shares 1,072,840 Value ($000) $17,353 Avg Close — Range —
Q4 2015
Shares 1,072,840 Value ($000) $20,921 Avg Close — Range —
Q3 2015
Shares 1,072,840 Value ($000) $19,775 Avg Close — Range —
Q2 2015
Shares 1,177,640 Value ($000) $24,988 Avg Close — Range —
Q1 2015
Shares 1,177,640 Value ($000) $22,212 Avg Close — Range —
Q4 2014
Shares 1,002,640 Value ($000) $17,245 Avg Close — Range —